Regulatory Framework
FirstEurope is a member of Finalis Securities LLC, a broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) and a member of the Financial Industry Regulatory Authority (FINRA), the principal self-regulatory organization overseeing broker-dealers under federal law. FINRA operates under the supervision of the SEC and enforces rules designed to ensure market integrity and investor protection.
Finalis Securities LLC is part of Finalis, the leading AI-powered platform for private capital markets. The platform provides embedded regulatory infrastructure and workflow automation to more than 750 investment bankers, supporting over 1,700 active transactions and enabling $20 billion+ in closed deal volume. Finalis is ranked among the top investment banking platforms in the U.S. by deal activity and has become one of the fastest-growing platforms globally.
Through its affiliation with Finalis, FirstEurope benefits from a fully compliant, cloud-native platform that streamlines deal execution. Through Finalis, FirstEurope can collaborate with any of the 750+ professionals in the Finalis network or structure alliances with outside bankers or brokers when needed. This flexibility allows FirstEurope to engage specialized partners across sectors and geographies, tailoring each deal to fit specific industry needs and investor priorities.
These collaborative capabilities enhance FirstEurope’s ability to match clients with strategic investors, unlock sector-driven growth opportunities, and accelerate international expansion. By leveraging Finalis’ technology and regulatory infrastructure, FirstEurope can deliver compliant, efficient, and high-impact outcomes for its clients in today’s fast-evolving private capital markets.
Securities are offered through Finalis Securities LLC Member FINRA / SIPC. FirstEurope LLC is not a registered broker-dealer, and Finalis Securities LLC and FirstEurope LLC are separate, unaffiliated entities. Finalis Securities LLC, Office of Supervisory Jurisdiction is located at 450 Lexington Ave, New York, NY 10017, 800-962-0418.
Finalis Privacy Policy | Finalis Business Continuity Plan | FINRA BrokerCheck | Finalis Form Customer Relationship Summary (“Form CRS”) www.firsteurope.us (the “FirstEurope LLC Website”) is a website operated by FirstEurope LLC. This website is for informational purposes only, is not an offer, solicitation, recommendation, or commitment for any transaction or to buy or sell any security or other financial product, and is not intended as investment advice or as a confirmation of any transaction. Products and services on this website may not be available for residents of certain jurisdictions. Please consult with a Finalis Securities’ registered representative regarding the product or service in question for further information. Investments involve risk and are not guaranteed to appreciate. Any market price, indicative value, estimate, view, opinion, data, or other information herein is not warranted as to completeness or accuracy, is subject to change without notice, and FirstEurope LLC along with Finalis Securities LLC accepts no liability for its use or to update it or keep it current.
Investing in private placements involves a high degree of risk. These investments may be illiquid, speculative, and subject to substantial restrictions on transferability. Investors may lose all or part of their investment and should only invest capital they can afford to lose. Prospective investors should conduct their own due diligence and consult with their legal, tax, and financial advisors prior to making any investment decision. For your reference, Finalis’ Form CRS describes the services that we provide, how we are compensated, and other important information about Finalis Securities LLC.